Feature-Based Facial Expression Recognition: Sensitivity Analysis and Experiments With a Multi-Layer Perceptron

  • Zhengyou Zhang

International Journal of Pattern Recognition and Artificial Intelligence | , Vol 13(6): pp. 893-911

In this paper, we report our experiments on feature-based facial expression recognition within an architecture based on a two-layer perceptron. We investigate the use of two types of features extracted from face images: the  geometric positions of a set of fiducial points on a face, and a set of multi-scale and multi-orientation Gabor wavelet coefficients at these points. They can be used either independently or jointly. The recognition performance with different types of features has been compared, which shows that Gabor wavelet coefficients are much more powerful than geometric positions. Furthermore, since the first layer of the perceptron actually performs a nonlinear reduction of the dimensionality of the feature space, we have also studied the desired number of hidden units, i.e., the appropriate dimension to represent a facial expression in order to achieve a good recognition rate. It turns out that five to seven hidden units are probably enough to represent the space of feature expressions. Then, we have investigated the importance of each individual fiducial point to facial expression recognition. Sensitivity analysis reveals that points on cheeks and on forehead carry little useful information. After discarding them, not only the computational efficiency increases, but also the generalization performance slightly improves. Finally, we have studied the significance of image scales. Experiments show that facial expression recognition is mainly a low frequency process, and a spatial resolution of 64 pixels  64 pixels is probably enough.